中国安全科学学报 ›› 2024, Vol. 34 ›› Issue (2): 131-137.doi: 10.16265/j.cnki.issn1003-3033.2024.02.1032

• 安全工程技术 • 上一篇    下一篇

基于主次屏障的化工装置事故根因分析及“双预”机制应用

王海清1(), 张玉倩1, 郑威2, 马佳雯1   

  1. 1 中国石油大学(华东) 机电工程学院,山东 青岛 266580
    2 杭州汉德质量认证服务有限公司,浙江 杭州 310019
  • 收稿日期:2023-08-14 修回日期:2023-11-18 出版日期:2024-02-28
  • 作者简介:

    王海清 (1974—),男,云南普洱人,博士,教授,主要从事安全管理体系建设、过程安全管理(HAZOP/FMEA等)、安全仪表系统(LOPA/FGS等)、报警管理和可靠性分析等方面的研究。E-mail:

  • 基金资助:
    国家重点研发计划项目(2019YFB2006305)

Root cause analysis of chemical installation accident based on primary-secondary barriers and its application on double prevention mechanism

WANG Haiqing1(), ZHANG Yuqian1, ZHENG Wei2, MA Jiawen1   

  1. 1 School of Electromechanic Engineering, China University of Petroleum, Qingdao 266580, China
    2 TUV Nord China Quality Certification Service Company, Hangzhou Zhejiang 310019, China
  • Received:2023-08-14 Revised:2023-11-18 Published:2024-02-28

摘要:

双重预防机制(“双预”)是当前国内危化品领域正在广泛推行的一种风险管控系统,但目前缺乏底层和运行层面的理论架构,更缺乏以根因分析(RCA)结果来指导实施“双预”的方法工具,为此,提出“主-次”屏障理论与事件与原因因素分析(ECF)相结合的可视化主-次屏障(VPSB)模型。ECF作为一种典型的RCA技术,由特定主/次屏障失效模式组成灾害事件的致因路径,为VPSB建模提供可视化框图。应用该模型对英国石油BP公司的Texas爆炸中的典型事故场景进行隐患识别和RCA,获得“双预”相关管理措施的具体失效模式,通过与美国化学品安全委员会(CSB)和英国石油(BP)公司对该事件的调查结果对比,发现CSB和BP公司将人的不安全动作作为直接原因开展深层次的原因分析,将关注点放在了人的管理上,并将根本原因宏观地总结为安全主管失职和操作工违规作业,而VPSB模型则关注的是对重大事故隐患本身和工艺过程的管理,用描述具体的次屏障失效模式来突出管理系统存在的根本性问题,其中,在机械完整性管理上的问题最多,且主要是由于管理措施未被合规执行。这为企业优化“双预”的相关工作内容提供了重点整改方向和可操作性建议。

关键词: 可视化主-次屏障(VPSB)模型, 化工装置, 根因分析(RCA), 双重预防机制, 事件与原因因素分析(ECF), 事故场景

Abstract:

The double prevention mechanism was a widely used risk control system in hazardous chemical fields in China. However, the theoretical framework at underlying and operational levels was missing. Especially, there was a lack of RCA results to guide double prevention. Therefore, VPSB model was proposed by integrating primary-secondary barrier theory and ECF analysis technology. Furthermore, ECF as a typical RCA method represented the causal of a catastrophic event composed of specific primary-secondary barrier failure modes, providing a visualized diagram for the VPSB model. The model was used to identify hazards and RCA for a typical accident scenario in the Texas explosion of British Petroleum(BP) company. Moreover, the failure modes of double prevention related to management measures were investigated. The comparisons of investigation results between the U.S. Chemical Safety Board (CSB) and BP indicated that people's unsafe actions were taken as the direct cause to carry out in-depth cause analysis. Moreover, the focus was human management, and the failure of the safety supervisors and irregular operations of the operators were macroscopically summarized as the root causes. However, the VPSB model focused on near-miss and the process of major accident hazards, and detailed sub-barrier failure modes were used to highlight the fundamental problems of management systems. Specifically, mechanical integrity management had the largest number of problems because management measures were not conducted as required. This study can provide rectification directions and operability recommendations for enterprises to optimize the relevant work content of the double prevention mechanism.

Key words: visualized primary/secondary barriers (VPSB) model, chemical installation, root cause analysis(RCA), double prevention mechanism, event and cause factor (ECF) analysis, accident scenario

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