中国安全科学学报 ›› 2026, Vol. 36 ›› Issue (4): 1-8.doi: 10.16265/j.cnki.issn1003-3033.2026.04.1258

• 安全科学理论与方法 •    下一篇

矿山安全事故预防与处理的主体责任研究

喻军1,2(), 蔡明鸿1   

  1. 1 湖南科技大学 法学与公共管理学院, 湖南 湘潭 411201
    2 湖南省哲学社会科学重点研究基地(检察理论研究领域), 湖南 湘潭 411201
  • 收稿日期:2025-11-10 修回日期:2026-01-20 出版日期:2026-04-28
  • 作者简介:

    喻 军 (1973—),男,湖南宁乡人,博士,教授,博士生导师,执业律师,主要从事民商法、经济法、安全生产法等方面的研究。E-mail:

Research on primary responsibilities in prevention and handling of mine safety accidents

Yu Jun1,2(), Cai Minghong1   

  1. 1 School of Law and Public Administration, Hunan University of Science and Technology, Xiangtan Hunan 411201, China
    2 Hunan Key Research Base for Philosophy and Social Sciences (Criminal Procedure Theory Field), Xiangtan Hunan 411201, China
  • Received:2025-11-10 Revised:2026-01-20 Published:2026-04-28

摘要:

为促进矿山安全事故预防与处理中参与主体责任的落实,提升安全治理效能,降低矿山安全事故发生风险,分析企业违法责任的承担,梳理监管部门权责制度,探究安全生产社会化服务机构专业性与客观性的保障机制,借鉴域外关于安全生产主体责任的规定及实践经验,提出完善我国矿山安全事故预防与处理的法律建议。研究结果表明:增设惩罚性赔偿和对多次违法行为差异化处罚,是企业对违法行为成本及责任承担考量的重要因素,可以提升企业安全生产重视程度,树牢安全生产责任意识;分阶段配置监管部门职责,构建明查与暗访并重的监管模式,可以理顺监管部门权责不清的困境,提升监管实效;细化安全生产社会化服务机构准入门槛,建立信息公示平台,明确责任追究规定和从业回避制度,可以保证安全生产社会化服务机构所提供服务的专业性、透明度和客观性。

关键词: 矿山安全事故, 事故预防, 主体责任, 预防与处理, 惩罚性赔偿, 差异化处罚, 暗查暗访

Abstract:

In order to promote the implementation of the responsibilities of participating entities in the prevention and handling of mine safety accidents, improve the efficiency of safety governance and reduce the risk of mine safety accidents, the assumption of an enterprises' illegal liability was analyzed. The authority and responsibility system of regulatory authorities was sort out. The guarantee mechanisms for the professionalism and objectivity of work safety social service institutions were explored. Drawing on the provisions and practical experience of foreign jurisdictions regarding the primary responsibilities for work safety, and putting forward legal suggestions for improving the prevention and handling of mine safety accidents in China. The findings show that the addition of punitive damages and differentiated penalties for repeated illegal acts are important factors for enterprises to consider the costs and liabilities of illegal acts, which can raise enterprises' awareness of the importance of wore safety and firmly establish their sense of responsibility for work safety. Allocating the responsibilities of regulatory authorities by stages and constructing a regulatory model that attaches equal importance to inspections and unannounced investigations can straighten out the predicament of unclear division of powers and responsibilities of regulatory authorities and improve regulatory efficiency. Refining the access threshold for work safety social service institutions, establishing an information disclosure platform, and clarifying the provisions on accountability and the practice withdrawal system can ensure the professionalism, transparency and objectivity of the services provided by work safety social service institutions.

Key words: mine safety accidents, accident prevention, primary responsibility, prevention and handling, punitive damages, differentiated penalty, covert inspections and unannounced investigation

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