监管视角的企业安全合规关键影响因素研究

doi:10.16265/j.cnki.issn1003-3033.2018.11.022

摘要/Abstract

摘要： 为提高我国企业安全合规性,从政府监管视角,用文献综述方法梳理监管对象、安全规章、监管方式、监管主体4个方面对合规性的影响因素,建立企业安全合规关键影响因素模型。结果表明:监管对象层面的关键影响因素是其安全文化、安全领导力、安全培训和员工个性;详述性、细节性的安全规章会增加企业合规的负担,从而降低企业合规水平;对抗型和协同型的监管方式会从根本上对企业合规性产生不同的影响;监管主体的机构设置、相关职能及监管人员能力和数量、一元监管和多元监管主体对企业安全合规水平都有关键影响。

关键词: 安全合规, 安全文化, 监管对象, 安全规章, 监管方式, 监管主体

Abstract: For the sake of improving the safety compliance level of enterprises in China, key influencing factors were identified from a perspective of government safety compliance regulation by literature review and a model was built for the factors. Four aspects were analyzed, including the regulated objects, safety regulations, supervision methods, and regulatory bodies. The results show that the key factors influencing the compliance for regulated objects are safety culture, safety leadership, safety training, and employee personalities, that detailed safety regulations will increase the compliance burden and reduce the compliance level of enterprises, that the two regulation methods, "opposition type" and "cooperative type", will fundamentally have different impacts on organizational safety compliance, and that from the perspective of regulatory bodies, the key factors are institutional setup of regulatory bodies, capacity and quantity of regulatory personnel, and a one-dimensional regulation body and multiple stakeholder regulation bodies.

Key words: safety compliance, safety culture, regulated object, safety regulation, regulatory mean, regulatory body

中图分类号:

X924

高远, 樊运晓, 王晶, 王一帆. 监管视角的企业安全合规关键影响因素研究[J]. 中国安全科学学报, 2018, 28(11): 135-141.

GAO Yuan, FAN Yunxiao, WANG Jing, WANG Yifan. A study of key factors influencing enterprise safety compliance from perspective of regulation[J]. China Safety Science Journal, 2018, 28(11): 135-141.

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