中国安全科学学报 ›› 2026, Vol. 36 ›› Issue (7): 118-126.doi: 10.16265/j.cnki.issn1003-3033.2026.07.0618

• 安全技术与工程 • 上一篇    下一篇

融合浅层与深度学习的化工过程故障诊断方法

何亚东1,2,3(), 徐伟2,3,**(), 王金江1, 苟成冬2,3, 王春利2,3   

  1. 1 中国石油大学(北京) 安全与海洋工程学院, 北京 102249
    2 化学品安全全国重点实验室, 山东 青岛 266104
    3 中石化安全工程研究院有限公司, 山东 青岛 266104
  • 收稿日期:2026-03-14 修回日期:2026-05-22 出版日期:2026-08-10
  • 通信作者:
    **徐伟(1981—),男,山东寿光人,博士,正高级工程师,主要从事化工过程安全方面的工作。E-mail:
  • 作者简介:

    何亚东 (1993—),男,山东潍坊人,硕士,工程师,主要从事化工工程安全智能管控、异常工况诊断等方面的工作。E-mail:

    王金江, 教授;

    苟成冬, 高级工程师;

    王春利, 正高级工程师

  • 基金资助:
    国家重点研发计划项目(2024YFE0212400); 化学品安全全国重点实验室开放课题项目(SKLCS-2025020)

Chemical process fault diagnosis method integrating shallow and deep learning

He Yadong1,2,3(), Xu Wei2,3,**(), Wang Jinjiang1, Gou Chengdong2,3, Wang Chunli2,3   

  1. 1 College of Safety and Ocean Engineering, China University of Petroleum, Beijing 102249, China
    2 State Key Laboratory of Chemical Safety, Qingdao Shandong 266104, China
    3 SINOPEC Research Institute of Safety Engineering Co., Ltd., Qingdao Shandong 266104, China
  • Received:2026-03-14 Revised:2026-05-22 Published:2026-08-10

摘要:

为解决化工过程故障诊断中数据缺失、特征利用不均衡及单一模型局限问题,提出一种新型的融合诊断方法。首先,通过正交非负矩阵三因子分解有效拟合变量数据,求解矩阵中的空缺数据,构建完整的生产工况关系;其次,并行训练支持向量机(SVM)模型和深度残差收缩网络(DRSN)模型,通过挖掘线性和非线性交互特征完成对过程故障的预诊断;然后,通过多层感知机(MLP)算法从结果和模型层面建立新的映射关系融合模型完成对故障的最终诊断和评估;最后,在田纳西伊士曼过程数据集进行广泛试验和对照,验证方法的有效性。结果表明:在单/多故障场景下,融合诊断方法在准确率和召回率上相比最佳对比算法平均提高1.01倍和1.12倍,显著提升了故障特征表达的完整性与诊断决策的可靠性。

关键词: 化工过程, 融合浅层与深度学习的故障诊断方法(FDSD), 支持向量机(SVM), 深度残差收缩网络(DRSN), 多层感知机(MLP)

Abstract:

To address the issues of missing data, imbalanced feature utilization, and limitations of single models in chemical process fault diagnosis, a novel fusion diagnosis method was proposed. First, orthogonal non-negative matrix three-factor factorization was employed to effectively fit the process variable data, impute missing entries in the data matrix, and reconstruct comprehensive relationships among production operating conditions. Second, an SVM model and a DRSN model were trained in parallel to capture linear and nonlinear interactive features, thereby achieving preliminary fault diagnosis. Subsequently, an MLP algorithm was applied to establish a novel mapping relationship at both the result and model levels, enabling model fusion for final fault diagnosis and performance evaluation. Finally, extensive experiments and comparative studies were conducted on the Tennessee Eastman Process benchmark dataset to validate the effectiveness of the proposed method. Experimental results demonstrate that under both single and multiple fault scenarios, the proposed fusion method improves accuracy and recall by an average factor of 1.01 and 1.12, respectively, compared to the best comparative algorithm, thereby significantly enhancing the completeness of fault feature representation and the reliability of diagnostic decision-making while providing robust technical support for the safety monitoring of complex chemical processes.

Key words: chemical process, fault diagnosis method integrating shallow and deep learning (FDSD), support vector machine (SVM), deep residual contraction network (DRSN), multi-layer perceptron (MLP)

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